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ADR 044: Guidelines for Updating Protobuf Definitions

Changelog

  • 28.06.2021: Initial Draft

Status

Draft

Abstract

This ADR provides guidelines and recommended practices when updating Protobuf definitions. These guidelines are targeting module developers.

Context

The Cosmos SDK maintains a set of Protobuf definitions. It is important to correctly design Protobuf definitions to avoid any breaking changes within the same version. The reasons are to not break tooling (including indexers and explorers), wallets and other third-party integrations.

When making changes to these Protobuf definitions, the Cosmos SDK currently only follows Buf's recommendations. We noticed however that Buf's recommendations might still result in breaking changes in the SDK in some cases. For example:

  • Adding fields to Msgs. Adding fields is a not a Protobuf spec-breaking operation. However, when adding new fields to Msgs, the unknown field rejection will throw an error when sending the new Msg to an older node.
  • Marking fields as reserved. Protobuf proposes the reserved keyword for removing fields without the need to bump the package version. However, by doing so, client backwards compatibility is broken as Protobuf doesn't generate anything for reserved fields. See #9446 for more details on this issue.

Moreover, module developers often face other questions around Protobuf definitions such as "Can I rename a field?" or "Can I deprecate a field?" This ADR aims to answer all these questions by providing clear guidelines about allowed updates for Protobuf definitions.

Decision

We decide to keep Buf's recommendations with the following exceptions:

  • UNARY_RPC: the Cosmos SDK currently does not support streaming RPCs.
  • COMMENT_FIELD: the Cosmos SDK allows fields with no comments.
  • SERVICE_SUFFIX: we use the Query and Msg service naming convention, which doesn't use the -Service suffix.
  • PACKAGE_VERSION_SUFFIX: some packages, such as cosmos.crypto.ed25519, don't use a version suffix.
  • RPC_REQUEST_STANDARD_NAME: Requests for the Msg service don't have the -Request suffix to keep backwards compatibility.

On top of Buf's recommendations we add the following guidelines that are specific to the Cosmos SDK.

Updating Protobuf Definition Without Bumping Version

1. Msgs MUST NOT have new fields.

When processing Msgs, the Cosmos SDK's antehandlers are strict and don't allow unknown fields in Msgs. This is checked by the unknown field rejection in the codec/unknownproto package.

Now imagine a v0.43 node accepting a MsgExample transaction, and in v0.44 the chain developer decides to add a field to MsgExample. A client developer, which only manipulates Protobuf definitions, would see that MsgExample has a new field, and will populate it. However, sending the new MsgExample to an old v0.43 node would cause the v0.43 node to reject the MsgExample because of the unknown field. The expectation that the same Protobuf version can be used across multiple node versions MUST be guaranteed.

For this reason, module developers MUST NOT add new fields to existing Msgs.

It is worth mentioning that this does not limit adding fields to a Msg, but also to all nested structs and Anys inside a Msg.

2. Non-Msg-related Protobuf definitions MAY have new fields.

On the other hand, module developers MAY add new fields to Protobuf definitions related to the Query service or to objects which are saved in the store. This recommendation follows the Protobuf specification, but is added in this document for clarity.

3. Fields MAY be marked as deprecated, and nodes MAY implement a protocol-breaking change for handling these fields.

Protobuf supports the deprecated field option, and this option MAY be used on any field, including Msg fields. If a node handles a Protobuf message with a non-empty deprecated field, the node MAY change its behavior upon processing it, even in a protocol-breaking way. When possible, the node MUST handle backwards compatibility without breaking the consensus (unless we increment the proto version).

As an example, the Cosmos SDK v0.42 to v0.43 update contained two Protobuf-breaking changes, listed below. Instead of bumping the package versions from v1beta1 to v1, the SDK team decided to follow this guideline, by reverting the breaking changes, marking those changes as deprecated, and modifying the node implementation when processing messages with deprecated fields. More specifically:

  • The Cosmos SDK recently removed support for time-based software upgrades. As such, the time field has been marked as deprecated in cosmos.upgrade.v1beta1.Plan. Moreover, the node will reject any proposal containing an upgrade Plan whose time field is non-empty.
  • The Cosmos SDK now supports governance split votes. When querying for votes, the returned cosmos.gov.v1beta1.Vote message has its option field (used for 1 vote option) deprecated in favor of its options field (allowing multiple vote options). Whenever possible, the SDK still populates the deprecated option field, that is, if and only if the len(options) == 1 and options[0].Weight == 1.0.

4. Fields MUST NOT be renamed.

Whereas the official Protobuf recommendations do not prohibit renaming fields, as it does not break the Protobuf binary representation, the SDK explicitly forbids renaming fields in Protobuf structs. The main reason for this choice is to avoid introducing breaking changes for clients, which often rely on hard-coded fields from generated types. Moreover, renaming fields will lead to client-breaking JSON representations of Protobuf definitions, used in REST endpoints and in the CLI.

Incrementing Protobuf Package Version

TODO, needs architecture review. Some topics:

  • Bumping versions frequency
  • When bumping versions, should the Cosmos SDK support both versions?
    • i.e. v1beta1 -> v1, should we have two folders in the Cosmos SDK, and handlers for both versions?
  • mention ADR-023 Protobuf naming

Consequences

This section describes the resulting context, after applying the decision. All consequences should be listed here, not just the "positive" ones. A particular decision may have positive, negative, and neutral consequences, but all of them affect the team and project in the future.

Backwards Compatibility

All ADRs that introduce backwards incompatibilities must include a section describing these incompatibilities and their severity. The ADR must explain how the author proposes to deal with these incompatibilities. ADR submissions without a sufficient backwards compatibility treatise may be rejected outright.

Positive

  • less pain to tool developers
  • more compatibility in the ecosystem
  • ...

Negative

{negative consequences}

Neutral

  • more rigor in Protobuf review

Further Discussions

This ADR is still in the DRAFT stage, and the "Incrementing Protobuf Package Version" will be filled in once we make a decision on how to correctly do it.

Test Cases [optional]

Test cases for an implementation are mandatory for ADRs that are affecting consensus changes. Other ADRs can choose to include links to test cases if applicable.

References

  • #9445 Release proto definitions v1
  • #9446 Address v1beta1 proto breaking changes